ICH E6(R3) 1.53
An individual, company, institution, or organization that takes responsibility for the initiation, management, and/or financing of a clinical trial.
The sponsor assumes ultimate responsibility for ensuring that a clinical trial is properly designed, conducted, and reported in compliance with applicable regulations. This responsibility encompasses scientific, regulatory, financial, and ethical dimensions, regardless of whether specific operational functions are delegated to contract research organizations or other service providers. Pharmaceutical companies, biotechnology firms, medical device manufacturers, academic institutions, government agencies, and even individual investigators may serve as sponsors depending on the nature of the research and the regulatory context.
Sponsor responsibilities begin long before the first participant is enrolled and extend well beyond the completion of dosing. Before trial initiation, the sponsor must develop the protocol and related documents, select investigators qualified to conduct the study, arrange for manufacturing and supply of the investigational product, submit applications to regulatory authorities, and ensure that appropriate insurance or indemnification is in place. The sponsor must also establish systems for data collection, safety monitoring, and quality assurance that will function throughout the trial.
During the trial, the sponsor must maintain ongoing oversight of trial conduct at all participating sites. This includes monitoring site performance to verify that data are accurate and that the trial is conducted in compliance with the protocol, GCP, and applicable regulations. The sponsor must ensure that the investigational product meets quality standards throughout the trial and that drug accountability systems function properly. Safety monitoring represents a particularly critical sponsor obligation, requiring systems for collecting adverse event information from all sources, evaluating safety signals, and making required reports to regulatory authorities and investigators in a timely manner.
The sponsor-investigator relationship is foundational to successful trial conduct. While the sponsor provides the protocol, investigational product, and overall trial direction, the investigator maintains independent clinical judgment regarding participant care. Sponsors may delegate specific functions to contract research organizations, but the ultimate responsibility for trial quality and integrity cannot be transferred. Clear agreements must document which responsibilities remain with the sponsor and which are delegated to contracted parties, ensuring accountability across all aspects of trial conduct.
Trial oversight
"As sponsor, the pharmaceutical company established a Data Safety Monitoring Board to periodically review accumulating safety and efficacy data and advise whether the trial should continue as planned or be modified."
Regulatory responsibility
"Upon identifying a potential safety signal across multiple trial sites worldwide, the sponsor promptly reported the finding to all relevant regulatory authorities within required timelines and updated the Investigator's Brochure to reflect the new information."
CRO delegation
"The sponsor delegated monitoring activities to a contract research organization while retaining oversight responsibility, requiring monthly performance reports and conducting periodic audits to verify quality."
ICH E6(R3) 1.53
An individual, company, institution, or organization that takes responsibility for the initiation, management, and/or financing of a clinical trial.
The sponsor assumes ultimate responsibility for ensuring that a clinical trial is properly designed, conducted, and reported in compliance with applicable regulations. This responsibility encompasses scientific, regulatory, financial, and ethical dimensions, regardless of whether specific operational functions are delegated to contract research organizations or other service providers. Pharmaceutical companies, biotechnology firms, medical device manufacturers, academic institutions, government agencies, and even individual investigators may serve as sponsors depending on the nature of the research and the regulatory context.
Sponsor responsibilities begin long before the first participant is enrolled and extend well beyond the completion of dosing. Before trial initiation, the sponsor must develop the protocol and related documents, select investigators qualified to conduct the study, arrange for manufacturing and supply of the investigational product, submit applications to regulatory authorities, and ensure that appropriate insurance or indemnification is in place. The sponsor must also establish systems for data collection, safety monitoring, and quality assurance that will function throughout the trial.
During the trial, the sponsor must maintain ongoing oversight of trial conduct at all participating sites. This includes monitoring site performance to verify that data are accurate and that the trial is conducted in compliance with the protocol, GCP, and applicable regulations. The sponsor must ensure that the investigational product meets quality standards throughout the trial and that drug accountability systems function properly. Safety monitoring represents a particularly critical sponsor obligation, requiring systems for collecting adverse event information from all sources, evaluating safety signals, and making required reports to regulatory authorities and investigators in a timely manner.
The sponsor-investigator relationship is foundational to successful trial conduct. While the sponsor provides the protocol, investigational product, and overall trial direction, the investigator maintains independent clinical judgment regarding participant care. Sponsors may delegate specific functions to contract research organizations, but the ultimate responsibility for trial quality and integrity cannot be transferred. Clear agreements must document which responsibilities remain with the sponsor and which are delegated to contracted parties, ensuring accountability across all aspects of trial conduct.
Trial oversight
"As sponsor, the pharmaceutical company established a Data Safety Monitoring Board to periodically review accumulating safety and efficacy data and advise whether the trial should continue as planned or be modified."
Regulatory responsibility
"Upon identifying a potential safety signal across multiple trial sites worldwide, the sponsor promptly reported the finding to all relevant regulatory authorities within required timelines and updated the Investigator's Brochure to reflect the new information."
CRO delegation
"The sponsor delegated monitoring activities to a contract research organization while retaining oversight responsibility, requiring monthly performance reports and conducting periodic audits to verify quality."